Morgan Stanley isn’t completely off the hook. The bank still faces a cash-sweep investigation from a securities regulator in ...

The company’s practice of moving brokerage clients’ uninvested cash into low-paying sweep accounts was under scrutiny.

The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's cash sweep program for advisory ...

Wall Street giant avoids penalties as regulator ends yearlong review of interest treatment on idle client cash.

A decision by the Securities and Exchange Commission to close an investigation into the cash sweep program at Morgan Stanley ...

Morgan Stanley is among a long list of wealth managers facing questions about whether their handling of uninvested cash is ...

Similar legal filings accuse Morgan Stanley, Merrill Lynch and several other broker-dealers of exploiting sweep arrangements to generate “massive revenue at the expense of unsuspecting clients,” Jim ...

The U.S. Securities and Exchange Commission has officially closed its yearlong investigation into Morgan Stanley’s cash sweep practices in advisory accounts—without recommending any ...